Plan-and-Refine: Diverse and Comprehensive Retrieval-Augmented Generation

This paper studies the limitations of (retrieval-augmented) large language models (LLMs) in generating diverse and comprehensive responses, and introduces the Plan-and-Refine (P&R) framework based on a two phase system design. In the global exploration phase, P&R generates a diverse set of plans for the given input, where each plan consists of a list of diverse query aspects with corresponding additional descriptions. This phase is followed by a local exploitation phase that generates a response proposal for the input query conditioned on each plan and iteratively refines the proposal for improving the proposal quality. Finally, a reward model is employed to select the proposal with the highest factuality and coverage. We conduct our experiments based on the ICAT evaluation methodology–a recent approach for answer factuality and comprehensiveness evaluation. Experiments on the two diverse information seeking benchmarks adopted from non-factoid question answering and TREC search result diversification tasks demonstrate that P&R significantly outperforms baselines, achieving up to a 13.1% improvement on the ANTIQUE dataset and a 15.41% improvement on the TREC dataset. Furthermore, a smaller scale user study confirms the substantial efficacy of the P&R framework.